DOH Home Page

Red Ribbon HIV/AIDS Prevention and Education Services
Effective Interventions and Strategies - Definitions of Theories and Models

You are here: DOH Home » CFH  » HIV/AIDS Prevention and Education » Definitions of Theories and Models

Search | Employees

 Site Directory:

   

Effective Interventions and Strategies

• Effective Intervention and Strategies Home Page

• Intervention Type Definitions

• HIV Positive Person Interventions

• MSM Interventions

• IDU Interventions

• Heterosexual Interventions

• Definitions of Theories and Models

• HERR Core Elements

• Checklist for Intervention Programs

• Resources

• Behavior Determinants

 

 

• HIV Prevention Home Page

 

• Community & Family Health Home Page


Access Washington Button

 

 

• Download Viewers

 

Definitions of Theories and Models, including core elements   

Theories and Models

AIDS Risk Reduction Model

Diffusion of Innovation Model

Health Belief Model

Social Cognitive Theory

Stages of Change Model (Transtheoretical Model)

Theory of Reasoned Action

Empowerment Theory

 

Definitions of Theories and Models, including core elements

Theories tell us why people do what they do. Models tell us how they do it.

Some theories are applied to specific groups (for example, Latino gay youth). Other theories are applied to large populations (for example, women of child-bearing age).

Today, HIV Prevention Programs can draw from many different social and behavioral theories. It is important to remember that it will be extremely rare- if ever- that you will need to sit down and choose between different theories when developing your prevention program. Rather, because your program will be modeled after a specific intervention that has proven to be effective, you only need to refer to the theory that the original intervention was based upon.

Your knowledge of theory should be sufficient to design the intervention. If your intervention is based on a specific theory, it is very likely that other theories may influence your intervention. If you formulate your own intervention based on theories alone, it is necessary for you to select the one theory that can be considered the foundation for intervening.

The following are short summaries of common social and behavioral theories, along with the core elements, that effective HIV Prevention Programs have been based upon.

 AIDS Risk Reduction Model

The AIDS Risk Reduction Model believes change is a process individuals must go through with different factors affecting movement. This model proposes that the further an intervention helps clients to progress on the stage continuum, the more likely they are to exhibit change.

This model includes elements of several other theories/models (health belief model, self-efficacy theory, and psychological theory) and is applicable to sexually active or injecting drug using individuals.

This was developed specifically for the context of HIV perception.

Individuals must pass through three stages:

A) Labeling – one must label their actions as risky for contracting HIV (i.e. problematic). Three elements are necessary

  1. Knowledge about how HIV is transmitted and prevented,

  2. Perceiving themselves as susceptible for HIV and

  3. Believing HIV is undesirable.

B) Commitment – this decision-making stage may result in one of several outcomes

  1. Making a firm commitment to deal with the problem,

  2. Remaining undecided,

  3. Waiting for the problem to solve itself, or

  4. Resigning to the problem. Weigh cost and benefits - giving up pleasure (high risk) for less pleasure (low risk).

Major Factors –

  • 1) response efficacy (effectiveness to change),

  • 2) perceived enjoyment (acts being added or eliminated),

  • 3) self-efficacy, and

  • 4) relevant information and social norms.

C) Enactment – This includes three stages

  1. Seeking information,

  2. Obtaining remedies, and

  3. Enacting solutions.

 

Diffusion of Innovation Model

The Diffusion of Innovation Model looks at how new ideas are communicated to, and accepted by, members of a group or population.

The three major components of this theory are

A) Communication Channels – for dispensing an innovative or new message.

B) Opinion Leaders – visible, respected people who can assist in dispensing the message.

C) Time and Process – required to reach community or group. People receive/accept messages at different time intervals.

 

Health Belief Model

The Health Belief Model maintains that health related behaviors depend on four key beliefs that must be operating for a behavior change to occur.

A) Perceived susceptibility – personally vulnerable to the condition.

B) Perceived severity – belief that harm can be done by the condition.

C) Perceived benefits of performing a behavior – what they are going to get out of the change.

D) Perceived barriers of performing the behavior – what keeps them from changing.

 

Social Cognitive Theory

The Social Cognitive Theory maintains that behavior changes are dynamic and influenced by personal and environmental factors. People learn new behaviors through direct experience or modeling after others by observation.

A) Outcome expectations - the extent the person values the expected outcome of a specific behavior. Will it lead to a positive or negative outcome?

B) Self efficacy – a person’s belief about his/her ability and confidence in performing behaviors.

 

Stages of Change Model (Transtheoretical Model)

The Stages of Change Model maintains that behavior change occurs in stages and that movement through the stages varies from person to person.

The six stages are:

1) Pre-contemplation – no intention to change behavior; not aware of risk.

2) Contemplation - recognizes behavior puts them at risk and is thinking about changing their behavior, but not committed to the behavior change.

3) Preparation – the person intends to change the behavior sometime soon and is actively preparing.

4) Action - person has changed risky behavior recently (within the past six months).

5) Maintenance – person has maintained behavior change for a period longer than six months.

6) Termination – individuals are presumed to have no intention to relapse and possess a complete sense of self-efficacy concerning their ability to maintain healthy behavior.

 

Theory of Reasoned Action

The Theory of Reasoned Action maintains a person must have an intention to change. Intentions are influenced by two major factors.

A) Attitudes towards the behavior.

  1. Belief in performing the behavior is based on positive or negative outcomes.

  2. Evaluation of consequences to performing behavior.

B) Subjective norms about the behavior.

  1. What significant other thinks about performing the behavior.

  2. Motivation to perform behavior based on subjective norms.

 

Empowerment Theory

The Empowerment Theory maintains people change through a process of coming together to share experiences, understand social influences, and develop solutions to problems.

Three core elements of this theory are

1) Populations for change – individual/group level.

2) Participatory education – listening, participatory dialogue and action.

3) Focus group strategies – gathering information and finding solutions with the community.

 

 

DOH Home | Access Washington | Privacy Notice | Disclaimer/Copyright Information

Washington State Department of Health
HIV Prevention & Education Services
P.O. Box 47840
Olympia, Washington, 98504-7840


Send inquires about DOH and its programs to the Health Consumer Assistance Office
Comments or questions regarding this web site? Send mail to the SubSite Developer.

Documents posted in .pdf version on the Department of Health Web site will be made available in an alternative format on request to users who are unable to download or view .pdf files on the Web. To request an alternative format, contact: Beth Watkins.

Last Update: 06/24/2008